Responsibilities: Prepare audit materials and documents for clients Monitor trading activity for insider dealing Carry out day-to-day surveillance operations Analyze, maintain and improve rule setting Develop policies, procedures and SOP enhancements Perform Compliance related station audits Assist in tax reporting (e.g. FATCA/CRS) Handle data entry and control filling issue Assist in AML Policies and Procedures drafting Prepare and present compliance monitoring reports Follow up on findings with business lines Carry out other ad-hoc tasks as required Qualifications: Bachelor's degree in Law, Business, Accountancy, Finance, or related field 1-4 years of AML experience in a Professional Services Firm Good command of written and spoken English and Mandarin Strong regulatory knowledge and experience Proficient in Word, Excel, and PowerPoint Excellent organizational skills Strong analytical and investigative skills Effective communication and interpersonal skills Proactive, self-motivated, detail-minded A fast learner with strong analytical skills Immediately available is highly preferred
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