Responsibilities: Review customer profile and KYC documents for on-boarding, periodic review and trigger event review to ensure compliance with regulatory requirements and the Bank’s internal policies and procedures before submission for senior management approval. Provide advice to business units on AMT/CFT and compliance requirements. Liaise with internal units including, but not limited to, legal and compliance to resolve KYC/AML matters when necessary. Perform various tasks in relation to Anti-Money Laundering including transaction monitoring, account opening, and account review. Supervise and support the operations of Corporate and Commercial banking to ascertain adherence to proper procedures. Assist team head to maintain and implement control policies and procedures. Analyze the relevant operational risk incidents, perform risk assessments on business, and follow up on the implementation of rectification actions of risk events. Assist monitoring parties to conduct ad hoc on-site internal control reviews, provide control recommendations, and produce relevant reports. Requirements: Degree holder or equivalent qualifications at HKQF level 5. Minimum 3 years of relevant experience in CDD and/or KYC in corporate banking. Relevant qualification in CAMS, AAMLP, CAMLP will be a definite advantage. Strong understanding of Anti-Money Laundering (AML) and Know Your Customer regulations and relevant bank policies, procedures, and practices. Detail-minded, communicative, and able to work in a team environment. Proficient in PC skills and MS Office applications, especially in Excel. Candidates with less experience will be considered for the position of Deputy Process Management & Risk Monitoring Manager.
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