Published on www.allthetopbananas.com 10 Apr 2025
Vice President, Securities & Trading Operations
2 days ago Be among the first 25 applicants Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities. Oversee business development projects and manage timelines, resources, and budgets effectively. Foster collaboration, work closely with key stakeholders, and take proactive measures to ensure front, middle, and back-office operations are carried out efficiently and effectively for the business. Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations. Establish effective internal control policies and systems for the corporation’s operations, and optimize operational procedures constantly. Drive sustainable growth, minimize costs, and promote operational excellence. Requirements Minimum 5 years of relevant experience working in licensed corporations/financial institutions with operational experience or prior experience as a COO. Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets. Comprehensive understanding of SFC/HKMA rules and regulations with the ability to comply with the relevant SFO and Exchange rules and regulations. Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development. Seniority level
Mid-Senior level Employment type
Full-time Job function
Business Development, Management, and Strategy/Planning Industries
Banking and Financial Services
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2 days ago Be among the first 25 applicants Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities. Oversee business development projects and manage timelines, resources, and budgets effectively. Foster collaboration, work closely with key stakeholders, and take proactive measures to ensure front, middle, and back-office operations are carried out efficiently and effectively for the business. Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations. Establish effective internal control policies and systems for the corporation’s operations, and optimize operational procedures constantly. Drive sustainable growth, minimize costs, and promote operational excellence. Requirements Minimum 5 years of relevant experience working in licensed corporations/financial institutions with operational experience or prior experience as a COO. Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets. Comprehensive understanding of SFC/HKMA rules and regulations with the ability to comply with the relevant SFO and Exchange rules and regulations. Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development. Seniority level
Mid-Senior level Employment type
Full-time Job function
Business Development, Management, and Strategy/Planning Industries
Banking and Financial Services
#J-18808-Ljbffr
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